Implement a centralized compliance framework for SOX that includes processes, risks, controls, financial accounts, evidence, questionnaires, tests, associated owners, and approvers. Easily organize data into appropriate hierarchies and map the relationships between various data elements. Leverage the ‘multi-dimensional organization structure’ capability to model SOX compliance program based on their organizational structure.

Plan and scope in the controls to be assessed, design control tests, while also defining test owners, schedules, scope, and frequency all on the same platform. Simplify search and select controls for testing based on various parameters and assign them to control owners or testers. Test controls for design and operational effectiveness by predefined questionnaires and surveys.

Accelerate remediation action plans through automated workflows, notifications, and reporting processes. Review issues marked for disclosure and channel them to the disclosure committee for their recommendations and inclusion in regulatory filings. Leverage AI/ML to quickly identify and recommend issues, issue classification, and action plans based on relation.

Create plans, questionnaires, and schedules for certifications based on SOX compliance guidelines. Ensure consistency with parent-child relation established among various business units and sub-units. Provide assurance to management teams that subordinate levels have performed their internal control duties with comprehensive SOX certification report.

Easily track SOX compliance across processes, controls, tests, and self-assessment plans. Monitor the status of control design, process ownership, evaluation plans, test results, and other factors on graphical charts and reports. Drill down to view the data at granular detail. Leverage key control metric cards to track the number and test the effectiveness of controls.